hkma - circulars

27 Dec 2006	Specification of Multilateral Development Banks
20 Dec 2006	Amendments to Organized and Serious Crimes Ordinance
20 Dec 2006	Non-Cooperative Countries and Territories & List of names for suspicious account reporting
01 Dec 2006	Supplement to the Guideline on Prevention of Money Laundering
01 Dec 2006	Implementation of Basel II
29 Nov 2006	Examinations on Controls over Customer Data Protection
28 Nov 2006	Complaints Against Debt Collection Agents Employed by Authorized Institutions
23 Nov 2006	Benchmarking of Stress-testing Practices in relation to Treasury Activities
22 Nov 2006	Banking (Capital) Rules and Banking (Disclosure) Rules
22 Nov 2006	Implementation of FATF SR VII
15 Nov 2006	Specification of Multilateral Development Banks
10 Nov 2006	Deposit Protection Scheme (Asset Maintenance) Rules
10 Nov 2006	Supervisory Policy Manual ("SPM") Module CA-G-5 : Supervisory Review Process ("SRP")
7 Nov 2006	Supervisory Policy Manual ("SPM") : CA-S-9 Use of Fair Value Option for Financial Instruments
27 Oct 2006	Implementation of Basel II
06 Oct 2006	Prevention of Money Laundering and Terrorist Financing Re: Approach to Formalising Use of Supervisory Measures
03 Oct 2006	Basel Committee on Banking Supervision's Paper on "High-level principles for business continuity"
28 Sep 2006	Controls to ensure the fitness and propriety of staff of authorized institutions
28 Sep 2006	List of names for suspicious account reporting
28 Sep 2006	Basel II – Recognition of External Credit Assessment Institutions and Mapping of Ratings to Risk-Weights
25 Sep 2006	Combating Financing of Weapons of Mass Destruction Activities
5 Sep 2006	Reporting of Non-Bank China Exposures
25 Aug 2006	Executive Briefing Session on Prevention of Money Laundering and Terrorist Financing
21 Aug 2006	Complaints Against Debt Collection Agents Employed by Authorized Institutions
9 Aug 2006	List of names for suspicious account reporting and Financial institution of "primary money laundering concern"
21 Jul 2006	Anti-Money Laundering Seminar
5 Jul 2006	Non-Cooperative Countries and Territories & United Nations Sanctions Ordinance
23 Jun 2006	Basel II - External Credit Assessment Institutions' Ratings and Mapping of Ratings to Risk-Weights
7 Jun 2006	Self-Assessment of Compliance with the Code of Banking Practice
6 Jun 2006	United Nations Sanctions Ordinance and List of names for suspicious account reporting
25 May 2006	Complaints Against Debt Collection Agents Employed by Authorized Institutions
23 May 2006	Revised forms for application to become Chief Executive/ Alternate Chief Executive/ Director/ Executive Officer
19 May 2006	Hong Kong Trade Development Council & Ocean Park Corporation as Public Sector Entities in Hong Kong
30 Mar 2006	Personal Renminbi (“RMB”) Business
28 Mar 2006	United Nations Sanctions (Côte d’Ivoire) Regulation 2006 and List of names for suspicious account reporting
22 Mar 2006	Quarterly Survey of Participation in the Commercial Credit Reference Agency (CCRA)
6 Mar 2006	The Revised Return of Renminbi Business Activities
3 Mar 2006	Retail Wealth Management (RWM) Business
1 Mar 2006	Examinations on Preparedness for Influenza Pandemic
1 Mar 2006	Complaints Against Debt Collection Agents Employed by Authorized Institutions
28 Feb 2006	Fund Management Activities Survey 2005 Conducted by the Securities and Futures Commission (SFC)
15 Feb 2006	United Nations Sanctions (Democratic Republic of the Congo) Regulation 2005
14 Feb 2006	Supervisory Policy Manual ("SPM"): CA-G-4 Validating Risk Rating Systems under the IRB Approaches
13 Jan 2006	Self-Assessment of Compliance with the Code of Banking Practice 2004/05
5 Jan 2006	Supervisory Policy Manual (SPM): CR-S-5 Credit Card Business
3 Jan 2006	United Nations Sanctions (Liberia) Regulation 2005 and List of names for suspicious account reporting